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243 Carretera #2, Guaynabo, PR 00966-1915 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2019-07-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pariter Securities, Llc | San Juan | PR | 02/2016 | Present |
| Pariter Wealth Management | San Juan | PR | 02/2016 | Present |
(1) Insurance Agent. not investment related. Provide alternatives to clients related to life insurance products. 15 hours/mo, not during business hours. (2) Sampson Real Estate, San Juan, PR; Not investment related; Real Estate Broker; Start Date: 10/2018; time spent: 5 - 10 hours per month;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-27 |
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