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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-14 |
| MA | RA | APPROVED | 2024-09-24 |
| FL | RA | APPROVED | 2023-11-03 |
| NH | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Keene | NH | 08/2005 | 11/2023 |
| Osaic Wealth, Inc. | The Villages | FL | 11/2023 | Present |
1) ROBERT MCLAUGHLIN POSITION: manager NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2014 ADDRESS: 431 Treelyn Rd, Stoddard NH 03464, United States DESCRIPTION: I offer management consulting services to assist small business owners in efforts to better understand and operate their business. Corporate Management Services would include any type of service that does not overlap with your investment or investment-advisory-related activities. Examples include: Analyzing a company's financial strengths and weaknesses and proposing corrective actions, especially with the objective of positioning the company for sale. Tracking how a company manages its income and expenses. Making sure a company's financial reports reflect the kind of data useful to prospective buyers. Coordinating with bookkeepers, accountants and legal counsel. Influencing strategic decisions (expansion or downsizing planning, for example).Reviewing company valuations. Reviewing company buy-out offers. 2) ROBERT MCLAUGHLIN POSITION: manager NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2014 ADDRESS: 2574 Dartford Terrace, The Villages FL 32162, United States DESCRIPTION: I offer management consulting services to assist small business owners in efforts to better understand and operate their business. Corporate Management Services would include any type of service that does not overlap with your investment or investment-advisory-related activities. Examples include: Analyzing a company's financial strengths and weaknesses and proposing corrective actions, especially with the objective of positioning the company for sale. Tracking how a company manages its income and expenses. Making sure a company's financial reports reflect the kind of data useful to prospective buyers. Coordinating with bookkeepers, accountants and legal counsel. Influencing strategic decisions (expansion or downsizing planning, for example).Reviewing company valuations. Reviewing company buy-out offers. 3) MCLAUGHLIN INVESTMENT GROUP LLC POSITION: Other - Manager NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2005 ADDRESS: 2574 Dartford Terrace, The Villages FL 32162, United States DESCRIPTION: To help clients with their financial needs and service their investments.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-17 |
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