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Current Employers
Sei Investments Management Corp

One Freedom Valley Drive, Oaks, PA 19456 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-09-27
PA RA APPROVED 2022-09-27
  • IL RA
    APPROVED
    Since 2022-09-27
  • PA RA
    APPROVED
    Since 2022-09-27

Branch Locations

Arlington, IL • United States

One Freedom Valley Drive, Oaks, PA 19456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sei Investments Managment Corp Oaks PA 07/2007 Present
Sei Investments Oaks PA 07/2006 Present
Sei Investments Distribution Co Oaks PA 04/2008 Present
Geowealth Chicago IL 01/2022 09/2022
  • 07/2007 → Present
    Sei Investments Managment Corp
    Oaks, PA
  • 07/2006 → Present
    Sei Investments
    Oaks, PA
  • 04/2008 → Present
    Sei Investments Distribution Co
    Oaks, PA
  • 01/2022 → 09/2022
    Geowealth
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-27
S63 Uniform Securities Agent State Law Examination 2001-12-20
  • S66 Uniform Combined State Law Examination
    2006-03-27
  • S63 Uniform Securities Agent State Law Examination
    2001-12-20

View on SEC IAPD

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