Gregory J. Leone

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-11-21
CT	RA	APPROVED	2023-06-29
TX	RA	APPROVED_RES	2023-06-29

PA RA
APPROVED

Since 2024-11-21
CT RA
APPROVED

Since 2023-06-29
TX RA
APPROVED_RES

Since 2023-06-29

Branch Locations

73 Redding Rd, Georgetown, CT 06829 • United States

Glen Mills, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Frank Crystal & Co	New York	NY	12/2008	12/2017
Cetera Wealth Services, Llc	El Segundo	CA	09/2013	Present
Gfg Retirement Solutions	Georgetown	CT	01/2018	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present
Georgetown Financial Group	Georgetown	CT	12/2018	Present

12/2008 → 12/2017

Frank Crystal & Co

New York, NY
09/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
01/2018 → Present

Gfg Retirement Solutions

Georgetown, CT
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
12/2018 → Present

Georgetown Financial Group

Georgetown, CT

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 12/2008, 40HRS/WK (32.5 TRADING HOURS), INSURANCE AGENT - SELLS LIFE, ACCIDENT, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: GFG RETIREMENT SOLUTIONS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: DIRECTOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: SERVICING CLIENTS, OBTAINING NEW PLANS; 3. NAME OF OTHER BUSINESS: GEORGETOWN FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2018; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-11-11
S65	Uniform Investment Adviser Law Examination	2001-08-17

S63 Uniform Securities Agent State Law Examination

2005-11-11
S65 Uniform Investment Adviser Law Examination

2001-08-17