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Current Employers
Traction Financial Partners

168 County Road 648, Encampment, WY 82325-1028 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-01-02
TX RA APPROVED 2022-03-04
WY RA APPROVED 2021-08-03
  • CO RA
    APPROVED
    Since 2026-01-02
  • TX RA
    APPROVED
    Since 2022-03-04
  • WY RA
    APPROVED
    Since 2021-08-03

Branch Locations

168 County Road 648, Encampment, WY 82325-1028 • United States

168 County Road 648, Encampment, WY 82325 • United States

8321 S. Sangre De Cristo Road Suite 102, Littleton, CO 80127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 11/2001 06/2020
Equitable Advisors, Llc New York NY 11/2001 08/2021
Traction Financial Partners Encampment WY 08/2021 Present
Previous Registrations
  • 2002-01-18 → 2021-08-12
    Lakewood, CO
    Lakewood, CO
    Greenwood Village, CO
    Denver, CO
    Littleton, CO
    Sheridan, WY
    Casper, WY
Other Businesses

1. NATIONAL WESTERN STOCK SHOW, DENVER, CO; JUNIOR LIVESTOCK AUCTION; COMMITTEE MEMEBER; OVERSIGHT, PROMOTION AND SUPPORT OF YOUTH IN AGRICULTURE THROUGH LIVE STOCK AUCTIONS AT THE STOCK SHOW IN JANUARY OF EACH YEAR; START DATE 10/21/2014; APPROX.. 8 HRS. PER MONTH; NO COMPENSATION; 2. MISS RODEO WYOMING SCHOLARSHIP FOUNDATION, DIRECTOR, NO COMPENSATION, ENCAMPMENT, WY. APPROX. 1 HOUR/MONTH 3. WYOMING STATE FAIR FOUNDATION, DIRECTOR 1 YEAR TERM STARTED 1/21/2024, NO COMPENSATION, APPROX. 1 HOUR/MONTH 4. INSURANCE AGENT. SIMON DAVIS. NOT INVESTMENT RELATED. TIME SPENT IS LESS THAN 10% EACH MONTH. 5. WYOMING STOCK GROWERS LAND TRUST; DIRECTOR/ BOARD MEMBER. VOLUNTEER POSITION FOCUSING ON ORGANIZATION MISSION, STRATEGY, POLICY DEVELOPMENT AND OVERSIGHT OF FINANCES. NO CHECK WRITING AUTHORITY. TIME SPENT = 5% PER MO. 6. ROCKING 7R LAND AND LIVESTOCK LLC; MEMBER. RECEIVES COMPENSATION THROUGH LEASING OF LAND FOR AGRICULTURAL PURPOSES. TIME SPENT = 5% PER MO.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-31
  • S66 Uniform Combined State Law Examination
    2001-12-31
Designations
Other Names
  • Robert W Heykoop
  • Bob Heykoop

View on SEC IAPD

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