Michael Nothman

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-06-16
TX	RA	APPROVED	2023-06-16

IL RA
APPROVED

Since 2023-06-16
TX RA
APPROVED

Since 2023-06-16

Branch Locations

Chicago, IL • United States

10 South Wacker Drive Suite 2960, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Chicago	IL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Chicago	IL	11/2016	06/2023
Wells Fargo Advisors Financial Network, Llc	Chicago	IL	06/2023	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Chicago, IL
11/2016 → 06/2023

Wells Fargo Clearing Services, Llc

Chicago, IL
06/2023 → Present

Wells Fargo Advisors Financial Network, Llc

Chicago, IL

Previous Registrations

2005-08-19 → 2023-06-16

Wells Fargo Clearing Services, Llc

Chicago, IL

Chicago, IL

Other Businesses

NOTHMAN WEALTH MANAGEMENT LLC, INV RELATED, CHICAGO, IL, 80% OWNERSHIP, START 6/20/2023, 173 HOURS PER MONTH, 100 HOURS DURING TRADING, FINET PRACTICE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-08-18
S63	Uniform Securities Agent State Law Examination	2002-05-06

S66 Uniform Combined State Law Examination

2005-08-18
S63 Uniform Securities Agent State Law Examination

2002-05-06

Designations

Other Names

Michael C Nothman
Michael C Nothman

View on SEC IAPD