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Current Employers
Western Wealth Management Llc

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-29
  • TX RA
    APPROVED
    Since 2019-01-29

Branch Locations

100 Summit Ave. Suite 904, Fort Worth, TX 76102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Fort Worth TX 10/2011 Present
Fwpam, Llc (Dba: Wwk Wealth Advisors) Fort Worth TX 06/2013 03/2019
Western Wealth Management, Llc Fort Worth TX 01/2019 Present
  • 10/2011 → Present
    Lpl Financial, Llc
    Fort Worth, TX
  • 06/2013 → 03/2019
    Fwpam, Llc (Dba: Wwk Wealth Advisors)
    Fort Worth, TX
  • 01/2019 → Present
    Fort Worth, TX
Previous Registrations
Other Businesses

1. 2/14/2017 - Advisors Resource Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/02/2017 - 8 Hours Per Month/4 Hours During Securities Trading. 2. 2/1/2019 - Tyree Wealth Concepts - DBA: Explorent Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/18/2019 - 160 Hours Per Month/160 Hours During Securities Trading 3. 2/7/2019 - Western Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 02/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Western Wealth Management, LLC., an independent investment advisor firm. I started this business activity in Feb 2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/12/2019 - Western Wealth Management LLC - DBA: Explorent Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 02/07/2019 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Western Wealth Management, LLC., an independent investment advisor firm. I started this business activity in Feb 2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-19
  • S66 Uniform Combined State Law Examination
    2011-12-19

View on SEC IAPD

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