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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-07-14
  • OH RA
    APPROVED
    Since 2025-07-14

Branch Locations

New Vienna, OH • United States

1450 W. Long Lake Rd Suite 370, Troy, MI 48098 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Company Cincinnati OH 03/2014 05/2025
Mtf Management Inc, Dba Sentia Wealth New Vienna OH 06/2025 Present
Madriverhomestead New Vienna OH 10/2021 Present
Cetera Wealth Services, Llc El Segundo CA 07/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2025 Present
  • 03/2014 → 05/2025
    Nationwide Investment Services Company
    Cincinnati, OH
  • 06/2025 → Present
    Mtf Management Inc, Dba Sentia Wealth
    New Vienna, OH
  • 10/2021 → Present
    Madriverhomestead
    New Vienna, OH
  • 07/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-05-23 → 2025-05-22
    Columbus, OH
  • 2012-10-01 → 2014-03-26
    West Chester, OH
    Cincinnati, OH
    Cincinnati, OH
  • 2012-02-22 → 2012-10-01
    Chase Investment Services Corp.
    Cincinnati, OH
    West Chester, OH
  • 2009-11-13 → 2012-01-10
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
  • 2008-08-28 → 2009-11-13
    Natcity Investments, Inc.
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
Other Businesses

1. NAME OF OTHER BUSINESS: MADRIVERHOMESTEAD INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: YOUTUBE CHANNEL START DATE: 10/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: CREATE AND UPLOAD CONTENT ABOUT OUR HOMESTEAD TO YOUTUBE; 2. NAME OF OTHER BUSINESS: MTF MANAGEMENT INC, DBA SENTIA WEALTH INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2025 POSITION/TITLE/RELATIONSHIP: ENROLLMENT & EDUCATION SPECIALIST APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ENROLLMENT & EDUCATION SPECIALIST;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-19
S63 Uniform Securities Agent State Law Examination 2007-02-15
  • S65 Uniform Investment Adviser Law Examination
    2009-02-19
  • S63 Uniform Securities Agent State Law Examination
    2007-02-15

View on SEC IAPD

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