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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-07
FL RA APPROVED 2021-07-30
  • TX RA
    APPROVED_RES
    Since 2026-08-07
  • FL RA
    APPROVED
    Since 2021-07-30

Branch Locations

Boynton Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Boynton Beach FL 12/2015 Present
Mml Investors Services, Llc Boynton Beach FL 01/2016 Present
  • 12/2015 → Present
    Mass Mutual Life Insurance Company
    Boynton Beach, FL
  • 01/2016 → Present
    Boynton Beach, FL
Previous Registrations
  • 2011-09-06 → 2011-10-04
    Chase Investment Services Corp.
    East Norwich, NY
    Glen Cove, NY
Other Businesses

Name: Kenneth Baron Inv rel: Y Addr: Residential Address Nature: Non-MMLIA/outside insurance - life, disability Position: Sales Start: 7/1/2016 No hrs/mo: 10 No hrs/mo dur trading: 8 Duties: Sales and service of outside insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-22
S63 Uniform Securities Agent State Law Examination 1999-09-17
  • S66 Uniform Combined State Law Examination
    2005-02-22
  • S63 Uniform Securities Agent State Law Examination
    1999-09-17
Designations

View on SEC IAPD

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