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601 S. Harbour Blvd Suite 109, Tampa, FL 33602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-04-26 |
| CT | RA | APPROVED | 2018-01-03 |
Branch Locations
601 S. Harbour Blvd Suite 109, Tampa, FL 33602 • United States
500 Post Road East 2Nd Fl, # 313, Westport, CT 06880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Springfield | MA | 03/2017 | 12/2017 |
| J.W. Cole Financial, Inc. | Tampa | FL | 12/2017 | 04/2018 |
| Conscious Capital Wealth Management, Llc | Westport | CT | 12/2017 | Present |
| Barnum Benefit Group | Shelton | CT | 06/2010 | 12/2017 |
| Barnum Financial Group | Shelton | CT | 06/2001 | 12/2017 |
| Msi Financial Services, Inc. | Springfield | MA | 11/2001 | 03/2017 |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 04/2018 | Present |
The Applicant provides services as a Registered Representative of Purshe Kaplan Sterling Investments, Inc., a registered broker-dealer, member of FINRA, having its principal office at 18 Corporate Woods Blvd., Albany, NY 12211; and as an Investment Adviser Representative of Conscious Capital Wealth Management, LLC, a state registered investment adviser firm with its principal office located at 381 Hubbard Street, Suite 300, Glastonbury, Connecticut. The Applicant provides his services from a branch office that is shared by both firms located at 500 Post Road East, 2nd Floor #313, Westport, CT 06880. He is also licensed to sell health and life insurance through Conscious Capital and variable insurance products through Purshe Kaplan Sterling Investments. He provides all of those services for his clients and devotes full time to those services. He allocates his time among the different services based on the needs of his clients.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-01-07 |
| S65 | Uniform Investment Adviser Law Examination | 2001-12-20 |
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