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Current Employers
Conscious Capital Wealth Management, Llc

601 S. Harbour Blvd Suite 109, Tampa, FL 33602 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-04-26
CT RA APPROVED 2018-01-03
  • MA RA
    APPROVED
    Since 2019-04-26
  • CT RA
    APPROVED
    Since 2018-01-03

Branch Locations

601 S. Harbour Blvd Suite 109, Tampa, FL 33602 • United States

500 Post Road East 2Nd Fl, # 313, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Springfield MA 03/2017 12/2017
J.W. Cole Financial, Inc. Tampa FL 12/2017 04/2018
Conscious Capital Wealth Management, Llc Westport CT 12/2017 Present
Barnum Benefit Group Shelton CT 06/2010 12/2017
Barnum Financial Group Shelton CT 06/2001 12/2017
Msi Financial Services, Inc. Springfield MA 11/2001 03/2017
Purshe Kaplan Sterling Investments, Inc. Albany NY 04/2018 Present
  • 03/2017 → 12/2017
    Springfield, MA
  • 12/2017 → 04/2018
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 12/2017 → Present
    Westport, CT
  • 06/2010 → 12/2017
    Barnum Benefit Group
    Shelton, CT
  • 06/2001 → 12/2017
    Barnum Financial Group
    Shelton, CT
  • 11/2001 → 03/2017
    Msi Financial Services, Inc.
    Springfield, MA
  • 04/2018 → Present
    Purshe Kaplan Sterling Investments, Inc.
    Albany, NY
Previous Registrations
  • 2017-03-25 → 2017-12-26
    Shelton, CT
  • 2002-01-30 → 2017-03-25
    Msi Financial Services, Inc.
    Shelton, CT
    New Milford, CT
    Flushing, NY
Other Businesses

The Applicant provides services as a Registered Representative of Purshe Kaplan Sterling Investments, Inc., a registered broker-dealer, member of FINRA, having its principal office at 18 Corporate Woods Blvd., Albany, NY 12211; and as an Investment Adviser Representative of Conscious Capital Wealth Management, LLC, a state registered investment adviser firm with its principal office located at 381 Hubbard Street, Suite 300, Glastonbury, Connecticut. The Applicant provides his services from a branch office that is shared by both firms located at 500 Post Road East, 2nd Floor #313, Westport, CT 06880. He is also licensed to sell health and life insurance through Conscious Capital and variable insurance products through Purshe Kaplan Sterling Investments. He provides all of those services for his clients and devotes full time to those services. He allocates his time among the different services based on the needs of his clients.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-01-07
S65 Uniform Investment Adviser Law Examination 2001-12-20
  • S63 Uniform Securities Agent State Law Examination
    2002-01-07
  • S65 Uniform Investment Adviser Law Examination
    2001-12-20
Other Names
  • Mike Mancusi

View on SEC IAPD

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