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Karen Kelly-Arroyo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Pennington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2014-03-12
NJ RA APPROVED 2010-01-04
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2014-03-12
  • NJ RA
    APPROVED
    Since 2010-01-04

Branch Locations

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

1400 American Blvd, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 11/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-15
S65 Uniform Investment Adviser Law Examination 2004-12-15
  • S66 Uniform Combined State Law Examination
    2006-06-15
  • S65 Uniform Investment Adviser Law Examination
    2004-12-15
Other Names
  • Karen Kelly
  • Karen Arroyo
  • Karen Arroyo Kelly-Arroto
  • Karen Kelly-Arroyo
  • Karen Kelly Arroyo

View on SEC IAPD

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