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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-26 |
| ND | RA | APPROVED | 2011-06-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Fargo | ND | 09/2001 | Present |
| Eagle Strategies Llc | Fargo | ND | 06/2011 | Present |
| Maher Financial Group | Fargo | ND | 08/2011 | Present |
| Nylife Securities Llc | Fargo | ND | 11/2001 | Present |
[DBA NAME MAHER FINANCIAL GROUP; ALL OF MY INSURANCE AND FINANCIAL SERVICES INCLUDING NYL. 4650 Amber Valley Pkwy S. Fargo, ND 58104; START DATE 08/2011; OWNER; COMMISSIONS, FEES; INVESTMENT RELATED; 160 HOURS A MONTH] [ROXY MAHER PROPERTY, LLC; INVESTMENT-RELATED; REAL ESTATE; 5302 EAST VAN BUREN ST PHEONIX, AZ 85008; ARIZONA CONDO; OWNER, MANAGER; RENTAL INCOME POTENTIAL; START DATE:8/1/2013; 1 HOUR PER MONTH; 1 HOUR PER MONTH DURING SECURITIES TRADING HOURS; BILL PAYING/MAINTENANCE/MANAGING POTENTIAL RENTER AGGREEMENTS] [Bison Football Players Assocation; Membership of Former North Dakota State athletes that organize social events and volunteer services to members in need.; 1914 Pentland St. West Fargo, ND 58078; Start Date 07/2019; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-05 |
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