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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-01-17 |
| TX | RA | APPROVED | 2024-01-17 |
Branch Locations
5982 Westside Saginaw Rd, Bay City, MI 48706 • United States
213 East Main St., Gaylord, MI 49735 • United States
319 Lake St., Roscommon, MI 48653 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maier And Associates | Bay City | MI | 12/2001 | Present |
| Securities America, Inc. | La Vista | NE | 10/2013 | 11/2018 |
| Raymond James Financial Services, Inc. | Bay City | MI | 11/2018 | 01/2024 |
| Raymond James Financial Services Advisors, Inc. | Bay City | MI | 11/2018 | 01/2024 |
| Maier & Associates Insurance Agency | Bay City | MI | 12/2018 | 01/2024 |
| Mzn Properties, Llc | Bay City | MI | 12/2018 | Present |
| Maier & Associates College Planning | Bay City | MI | 12/2018 | 01/2024 |
| Lpl Financial Llc | Bay City | MI | 01/2024 | Present |
1) 12/2023 - Maier & Associates Financial Group. Inc / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 12/2023 - Non-Variable Insurance / Inv. Related / Bay City, MI / Start date 12/01/2001 - 20 Hrs per month - 5% Time Spent 3) 12/2023 - MZN Properties LLC / Entity inactive / Non. Inv. Related / Bay City, MI / Start date 01/01/2009
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-10 |
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