Inactive

Kian Rafia

Vestwell Advisors LLC

Claim This Profile

Current Employers

Vestwell Advisors Llc

360 Madison Avenue 15Th Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-02-12

IL RA
APPROVED

Since 2025-02-12

Branch Locations

Savoy, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pardis Llc	Carlsbad	CA	04/2019	06/2024
Morningstar	Chicago	IL	06/2018	08/2019
Lpl Financial	San Diego	CA	07/2010	05/2018
Independent Financial Group	San Diego	CA	04/2015	05/2018
Assetmark Financial Holdings, Inc.	Savoy	IL	08/2020	12/2023
Assetmark Brokerage, Llc	Savoy	IL	08/2020	05/2024
Vestwell Advisors	New York	NY	05/2024	Present
Vestwell Securities, Llc	New York	NY	07/2025	Present

04/2019 → 06/2024

Pardis Llc

Carlsbad, CA
06/2018 → 08/2019

Morningstar

Chicago, IL
07/2010 → 05/2018

Lpl Financial

San Diego, CA
04/2015 → 05/2018

Independent Financial Group

San Diego, CA
08/2020 → 12/2023

Assetmark Financial Holdings, Inc.

Savoy, IL
08/2020 → 05/2024

Assetmark Brokerage, Llc

Savoy, IL
05/2024 → Present

Vestwell Advisors

New York, NY
07/2025 → Present

Vestwell Securities, Llc

New York, NY

Previous Registrations

2024-05-22 → 2024-12-31

Vestwell Advisors Llc

Savoy, IL

New York, NY
2019-06-06 → 2024-06-28

Pardis

Savoy, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-01-03
S63	Uniform Securities Agent State Law Examination	2001-12-03

S65 Uniform Investment Adviser Law Examination

2019-01-03
S63 Uniform Securities Agent State Law Examination

2001-12-03

View on SEC IAPD

More in Savoy, IL

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor