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Bradley Allen Berthiaume

Cetera Investment Advisers LLC

Houlton, ME

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-12
ME RA APPROVED 2014-01-21
  • TX RA
    APPROVED
    Since 2023-01-12
  • ME RA
    APPROVED
    Since 2014-01-21

Branch Locations

65 N Street, Houlton, ME 04730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Katahdin Financial Services Houlton ME 09/2007 Present
Cetera Investment Services Llc St. Cloud MN 04/2009 Present
Cetera Investment Advisers Llc Houlton ME 01/2014 Present
  • 09/2007 → Present
    Katahdin Financial Services
    Houlton, ME
  • 04/2009 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Houlton, ME
Previous Registrations
  • 2007-09-14 → 2009-04-17
    Uvest Financial Services Group, Inc.
    Presque Isle, ME
    Charlotte, NC
    Presque Isle, ME
    Houlton, ME
  • 2002-08-05 → 2007-09-14
    Cetera Investment Services Llc
    Presque Isle, ME
Other Businesses

EVERGREEN VELOCITY LP, FAMILY INVESTMENTS, 50% OWNER; RS MAPLE RIDGE LLC, FAMILY INVESTMENTS, 50% OWNER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-29
  • S66 Uniform Combined State Law Examination
    2002-01-29

View on SEC IAPD

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