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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-10
TX RA APPROVED 2024-04-05
  • FL RA
    APPROVED
    Since 2024-07-10
  • TX RA
    APPROVED
    Since 2024-04-05

Branch Locations

1450 Brickell Ave Floor 33, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Miami FL 01/2010 Present
Rh Financial Llc Miami FL 06/2011 Present
Jpmorgan Chase Bank, N.A. Miami FL 01/2010 Present
  • 01/2010 → Present
    Miami, FL
  • 06/2011 → Present
    Rh Financial Llc
    Miami, FL
  • 01/2010 → Present
    Jpmorgan Chase Bank, N.A.
    Miami, FL
Previous Registrations
Other Businesses

Entity Name: Friends of The Underline Investment related: Yes "Address: Friends of The Underline, a 501(C)3 non-profit 1800 SW 1st Ave., Suite #504 Miami, FL 33129 http://theunderline.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 09/18/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Serve on the Board of Directors for Friends of The Underline, which has been committed to transforming the underutilized land below Miami's Metrorail-from the Miami River to Dadeland South Station-into a 10-mile linear park, urban trail and public art destination. Through a partnership with Miami-Dade County, a vibrant and engaged board of directors, public and private donors and hundreds of volunteers, The Underline is becoming an example for repurposing unused land into a public Entity Name: Church of the Epiphany Investment related: Yes Address: 8080 Miami, FL Nature of the other business: Local parish in the Roman Catholic Archdiocese of Miami. Position/Title/Relationship: Finance Advisory Council Start Date: 12-Apr-2019 Approximate # of hours a month: 2 per quarter Approximate # of hours during securities trading hours: 8 per year Briefly describe your duties: Serve on the Finance Advisory Council Entity Name: CADIAN MEDIA LLC Investment related: Yes Address: 1385 MIAMI, FL Nature of the other business: Sole member LLC formed to contract with television companies Position/Title/Relationship: Director Start Date: 06-Jan-2017 Approximate # of hours a month: 0.5 hrs/ month Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Managing Member. Second signature on bank account, as needed. Entity Name: RH Financial LLC Investment related: Yes Address: 7400 Miami, FL Nature of the other business: Private equities and other investments Position/Title/Relationship: Investor Start Date: 01-Jun-2011 Approximate # of hours a month: 0.5 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Managing Member; I am a signer on the account RH Financial has with Private Banking

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-28
S66 Uniform Combined State Law Examination 2002-01-04
  • S65 Uniform Investment Adviser Law Examination
    2024-03-28
  • S66 Uniform Combined State Law Examination
    2002-01-04
Other Names
  • Alfred A Bunge

View on SEC IAPD

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