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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-10 |
| TX | RA | APPROVED | 2024-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Miami | FL | 01/2010 | Present |
| Rh Financial Llc | Miami | FL | 06/2011 | Present |
| Jpmorgan Chase Bank, N.A. | Miami | FL | 01/2010 | Present |
Entity Name: Friends of The Underline Investment related: Yes "Address: Friends of The Underline, a 501(C)3 non-profit 1800 SW 1st Ave., Suite #504 Miami, FL 33129 http://theunderline.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 09/18/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Serve on the Board of Directors for Friends of The Underline, which has been committed to transforming the underutilized land below Miami's Metrorail-from the Miami River to Dadeland South Station-into a 10-mile linear park, urban trail and public art destination. Through a partnership with Miami-Dade County, a vibrant and engaged board of directors, public and private donors and hundreds of volunteers, The Underline is becoming an example for repurposing unused land into a public Entity Name: Church of the Epiphany Investment related: Yes Address: 8080 Miami, FL Nature of the other business: Local parish in the Roman Catholic Archdiocese of Miami. Position/Title/Relationship: Finance Advisory Council Start Date: 12-Apr-2019 Approximate # of hours a month: 2 per quarter Approximate # of hours during securities trading hours: 8 per year Briefly describe your duties: Serve on the Finance Advisory Council Entity Name: CADIAN MEDIA LLC Investment related: Yes Address: 1385 MIAMI, FL Nature of the other business: Sole member LLC formed to contract with television companies Position/Title/Relationship: Director Start Date: 06-Jan-2017 Approximate # of hours a month: 0.5 hrs/ month Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Managing Member. Second signature on bank account, as needed. Entity Name: RH Financial LLC Investment related: Yes Address: 7400 Miami, FL Nature of the other business: Private equities and other investments Position/Title/Relationship: Investor Start Date: 01-Jun-2011 Approximate # of hours a month: 0.5 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Managing Member; I am a signer on the account RH Financial has with Private Banking
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-28 |
| S66 | Uniform Combined State Law Examination | 2002-01-04 |
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