Kirsten Lee Schlumbohm

Current Employers

Prosperity Capital Advisors

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2026-02-13
OH	RA	APPROVED_RES	2022-04-14

OR RA
APPROVED

Since 2026-02-13
OH RA
APPROVED_RES

Since 2022-04-14

Branch Locations

Canby, OR • United States

30400 Detroit Road, Suite 201, Westlake, OH 44145 • United States

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	Tigard	OR	11/2019	10/2020
Tucker Advisors	Littleton	CO	01/2019	09/2019
Fidelity And Guaranty	Des Moines	IA	03/2014	11/2018
Unemployed	Canby	OR	10/2020	06/2021
C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors	Westlake	OH	06/2021	Present
C2P Enterprises, Llc	Westlake	OH	06/2021	Present

11/2019 → 10/2020

Fidelity Investments

Tigard, OR
01/2019 → 09/2019

Tucker Advisors

Littleton, CO
03/2014 → 11/2018

Fidelity And Guaranty

Des Moines, IA
10/2020 → 06/2021

Unemployed

Canby, OR
06/2021 → Present

C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors

Westlake, OH
06/2021 → Present

C2P Enterprises, Llc

Westlake, OH

Previous Registrations

2020-10-07 → 2020-11-13

Fidelity Personal And Workplace Advisors

Tigard, OR

Other Businesses

Vice President of Business Development, C2P Enterprises, LLC; 6/17/2021 - Present; Non-Investment related; Duties include: relationship management, case design, writing financial plans; 40 hours/week during business hours;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-09-28
S63	Uniform Securities Agent State Law Examination	2001-12-06

S66 Uniform Combined State Law Examination

2020-09-28
S63 Uniform Securities Agent State Law Examination

2001-12-06

Other Names

Kirsten Lee Schlumbohm
Kirsten Lee Schlumbohm
Kirsten Lee Cox

View on SEC IAPD