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Current Employers
William Blair

150 North Riverside Plaza, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-11-08
  • GA RA
    APPROVED
    Since 2021-11-08

Branch Locations

3060 Peachtree Rd Nw Suite 900, Atlanta, GA 30305 • United States

150 North Riverside Plaza, Chicago, IL 60606 • United States

The William Blair Building 150 North Riverside, Chicago, IL 60606-1594 • UNITED STATES

Atlanta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Atlanta GA 05/2011 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 05/2011 → Present
    Morgan Stanley Smith Barney
    Atlanta, GA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1. 1351 Eubanks LLC; Landlord; 01/2015; 0 during business hours; 2 after business hours; 2. Creative Industries Advisory Board (Atlanta); Investment related No; Government / Municipality / Political; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); Dec 2018; During business hours: 0; After business hours: 2

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-28
  • S66 Uniform Combined State Law Examination
    2002-01-28
Other Names
  • Robert James Rumley
  • Robert J Rumley
  • Robert J Rumley Iii

View on SEC IAPD

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