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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-05-10
  • PA RA
    APPROVED
    Since 2021-05-10

Branch Locations

1650 Crooked Oak Drive Suite 100, Lancaster, PA 17601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Lancaster PA 04/2014 08/2017
Wells Fargo Clearing Services Llc Lemoyne PA 10/2017 02/2020
Janney Montgomery Scott Llc Lancaster PA 05/2021 Present
Unemployed Sinking Spring PA 03/2020 05/2021
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-09
S63 Uniform Securities Agent State Law Examination 2002-02-27
  • S65 Uniform Investment Adviser Law Examination
    2011-03-09
  • S63 Uniform Securities Agent State Law Examination
    2002-02-27
Other Names
  • Amy S Murray
  • Amy Powell
  • Amy Sue Powell

View on SEC IAPD

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