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Inactive

Jon Nicholas Mclaughlin

Savvy

Hawthorne, CA

New York, NY

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Current Employers
Savvy

111 West 33Rd Street Unit 1410, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-15
  • CA RA
    APPROVED
    Since 2024-07-15

Branch Locations

Hawthorne, CA • United States

111 West 33Rd Street Unit 1410, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signature Resources Capital Management Llc Irvine CA 08/2019 07/2024
One Wealth Management Santa Monica CA 02/2019 08/2019
Unemployed Hawthorne CA 06/2018 02/2019
Savvy Hawthorne CA 07/2024 Present
First Western Capital Management Company Los Angeles CA 04/2010 06/2018
  • 08/2019 → 07/2024
    Irvine, CA
  • 02/2019 → 08/2019
    One Wealth Management
    Santa Monica, CA
  • 06/2018 → 02/2019
    Unemployed
    Hawthorne, CA
  • 07/2024 → Present
    Hawthorne, CA
  • 04/2010 → 06/2018
    First Western Capital Management Company
    Los Angeles, CA
Previous Registrations
  • 2019-08-26 → 2024-07-09
    Newport Beach, CA
  • 2010-07-02 → 2018-07-20
    First Western Capital Management Company
    Los Angeles, CA
  • 2006-10-02 → 2008-12-31
    Ryder Stilwell Investment Advisors Inc
    Los Angeles, CA
Other Businesses

Life Insurance Broker License. Start Date: April 2019. Selling Life Insurance as a broker. Approximately 0.5 hours per week.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-23
  • S65 Uniform Investment Adviser Law Examination
    2006-09-23

View on SEC IAPD

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