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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-10
  • CO RA
    APPROVED
    Since 2026-07-10

Branch Locations

Golden, CO • United States

1910 Vindicator Drive Suite 104, Colorado Springs, CO 80919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morningstar Chicago IL 10/2007 04/2017
Devbridge Group Chicago IL 04/2017 09/2019
Empower Retirement Greenwood Village CO 11/2019 04/2022
S&P Global Boulder CO 04/2022 02/2024
Unemployed Golden CO 02/2024 12/2024
Tandem Wealth Advisors Phoenix AZ 01/2025 05/2025
Osaic Advisory Services Atlanta GA 01/2026 Present
Unemployed Golden CO 06/2025 12/2025
Osaic Wealth Scottsdale AZ 01/2026 Present
  • 10/2007 → 04/2017
    Morningstar
    Chicago, IL
  • 04/2017 → 09/2019
    Devbridge Group
    Chicago, IL
  • 11/2019 → 04/2022
    Empower Retirement
    Greenwood Village, CO
  • 04/2022 → 02/2024
    S&P Global
    Boulder, CO
  • 02/2024 → 12/2024
    Unemployed
    Golden, CO
  • 01/2025 → 05/2025
    Phoenix, AZ
  • 01/2026 → Present
    Osaic Advisory Services
    Atlanta, GA
  • 06/2025 → 12/2025
    Unemployed
    Golden, CO
  • 01/2026 → Present
    Osaic Wealth
    Scottsdale, AZ
Previous Registrations
Other Businesses

1. GROWTH PARTNERSHIP LLC POSITION: Relationship Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 112 START DATE: 01/07/2026 ADDRESS: 1910 Vindicator Drive, Suite 104, Colorado Springs CO 80919, United States DESCRIPTION: W2 employee of Growth Partnership; dba Life Well Lived Financial Group 2. LIFE WELL LIVED FINANCIAL GROUP POSITION: Relationship Manager NATURE: Registered Trademark Name INVESTMENT RELATED: Yes NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 112 START DATE: 01/07/2026 ADDRESS: 1910 Vindicator Drive, Suite 104, Colorado Springs CO 80919, United States DESCRIPTION: 75% advisor training and advisor training programs, license certifications, 25% administrative & operational support.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-02-23
S65 Uniform Investment Adviser Law Examination 2024-12-31
  • S63 Uniform Securities Agent State Law Examination
    2026-02-23
  • S65 Uniform Investment Adviser Law Examination
    2024-12-31
Other Names
  • Christopher Glenn Broyles
  • Chris Broyles

View on SEC IAPD

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