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Current Employers
Summit Financial, Llc

4 Campus Drive, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-27
  • FL RA
    APPROVED
    Since 2026-01-27

Branch Locations

Naples, FL • United States

999 Vanderbilt Beach Road Suite 200, Naples, FL 34108 • United States

Signet Financial Management, Llc

400 Interpace Parkway, Building C 2Nd Floor, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-29
FL RA APPROVED 2018-05-22
  • TX RA
    APPROVED_RES
    Since 2021-11-29
  • FL RA
    APPROVED
    Since 2018-05-22

Branch Locations

999 Vanderbilt Beach Road Suite 200, Naples, FL 34108 • United States

400 Interpace Parkway, Building C 2Nd Floor, Parsippany, NJ 07054 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Waterhouse Investor Services Inc Naples FL 07/2005 04/2018
Signet Financial Management, Llc Naples FL 05/2018 Present
Summit Financial, Llc Parsippany NJ 01/2026 Present
Previous Registrations
  • 2006-09-07 → 2018-04-19
    Td Ameritrade, Inc.
    Naples, FL
    Naples, FL
  • 2006-09-08 → 2018-04-19
    Td Ameritrade Investment Management, Llc
    Naples, FL
    Naples, FL
Other Businesses

(1) Signet Financial Management of SWFL, LLC; Investment-related; 999 Vanderbilt Beach Road, Suite 200, Naples, FL 34108; Signet Financial Management of SWFL, LLC is a limited liability company and a d/b/a of Signet Financial Management, LLC; Investment Advisor Representative; 05/2018; 160 hours per month; 160 hours per securities trading hours; Perform investment advisory services for clients. (2) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Kohut Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-31
S63 Uniform Securities Agent State Law Examination 1999-12-13
  • S66 Uniform Combined State Law Examination
    2006-08-31
  • S63 Uniform Securities Agent State Law Examination
    1999-12-13

View on SEC IAPD

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