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11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2018-07-17 |
Branch Locations
125 Summer Street Suite 1220, Boston, MA 02110 • United States
11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aristotle Capital Management, Llc | Boston | MA | 09/2016 | Present |
| Imst Distributors, Llc | Boston | MA | 10/2016 | 10/2023 |
| Foreside Financial Services, Llc | Boston | MA | 10/2023 | Present |
Aristotle Capital Management, LLC, Investment Related, Boston, MA, Senior Vice President, began 09/14/16, 240 hours per month, 120 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-08-14 |
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