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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-04-27
  • LA RA
    APPROVED
    Since 2015-04-27

Branch Locations

Mandeville, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company New Orleans LA 10/2001 Present
Eagle Strategies Llc Mandeville LA 04/2015 Present
Dennie Financial Solutions, Llc Madeville LA 12/2015 Present
  • 10/2001 → Present
    New York Life Insurance Company
    New Orleans, LA
  • 04/2015 → Present
    Mandeville, LA
  • 12/2015 → Present
    Dennie Financial Solutions, Llc
    Madeville, LA
Other Businesses

[INSURANCE BROKERING; APPOINTED BY VARIOUS INSURANCE COMPANIES FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS] [OPERATING UNDER THE DBA NAME OF DENNIE FINANCIAL SOLUTIONS, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; MANDEVILLE, LA; START DATE: 12/2015] [RxCare America ; Selling stand alone Rx plan. Providing health client with a stand alone Rx plan that may help them with drug costs that are included in the formulary.; 536 Lafitte St., Mandeville, LA. 70448; Start Date 12/2023; Role/Title: Independent Contractor; Not Investment Related; 2 hours per month; 1 hours per month during securities trading hours][St Tammany Chamber Board ; Board Member. Sit on board for meetings 1 day a month and help guide and support member businesses in St Tammany parish; 610 Hollycrest Blvd., Covington, LA 70433; Start Date 01/2026; Role/Title: Board Member; Not Investment Related; 3 hours per month; 3 hours per month during securities trading hours]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-27
S63 Uniform Securities Agent State Law Examination 2002-03-14
  • S65 Uniform Investment Adviser Law Examination
    2015-02-27
  • S63 Uniform Securities Agent State Law Examination
    2002-03-14
Other Names
  • Richard A Dennie, Iii

View on SEC IAPD

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