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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-01 |
| CA | RA | APPROVED | 2017-11-17 |
Branch Locations
3731 Wilshire Boulevard Suite 425, Los Angeles, CA 90010 • United States
Studio City, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Los Angeles | CA | 10/2001 | 11/2017 |
| Eagle Strategies Llc | Los Angeles | CA | 02/2013 | 11/2017 |
| Guardian Life Insurance Co Of America | Los Angeles | CA | 11/2017 | Present |
| Park Avenue Securities, Llc | Los Angeles | CA | 11/2017 | Present |
| Guardian Life Insurance Company | Studio City | CA | 06/2024 | Present |
| Park Avenue Securities | Studio City | CA | 06/2024 | Present |
1. Health Broker and all non Guardian Insurance-Individual and group Health Insurance and supplemental from Aflac, Start: 12/13/2017, Address: 1918 Riverside Dr, Los Angeles, CA 90039, 1 non bus hr per month, Investment related, 2) Emotional Intelligence Financial And Insurance Services Corporation-approved from Guardian and PAS for DBA for agency name, Start: 04/27/2020, Address: 3435 Wilshire Blvd Suite 1550, LA, CA 90010, 0 total hours per month, Not investment related, No annual compensation, 3) Trustee to Koo Family Trust, Start: 8/12/2012, Address: 11768 Canton Place, Studio City, CA 91604, 1 total hour a month; 1 hour during securities trading hours, Investment related, No annual compensation. 4) Board of Advisor -WonderSeed non-profit org., Start: 09/01/2023, Address: 1282 W 2nd Street, Los Angeles California, USA , 90026, 1 total hour a month; 0 hour during securities trading hours, Not investment related, No annual compensation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-04 |
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