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Shorewood, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Insurance Agent | Redwood City | CA | 01/2002 | Present |
| Ascent Wealth Management Group | Redwood City | CA | 01/2002 | Present |
| Strategic Retirement Partners | Shorewood | IL | 01/2016 | Present |
| Kestra Financial Services, Inc. | Austin | TX | 04/2016 | 03/2019 |
| Lpl Financial, Llc | Redwood City | CA | 04/2019 | Present |
| Global Retirement Partners Llc | Redwood City | CA | 04/2019 | 06/2024 |
| Wellth Advisory Services, Llc | Redwood City | CA | 06/2024 | Present |
1) 4/1/2019 - Business Entity For Tax/Investment Purposes Only - ASCENT WEALTH MANAGEMENT GROUP LLC - Redwood City, CA 2) 4/1/2019 - Business Entity For Tax/Investment Purposes Only - SRP Wealth - Redwood City, CA 3) 4/1/2019 - DBA for LPL Business (entity for LPL business) - SRP - Investment Related - At Reported Business Location(s) - Start Date 10/2015 4) 4/1/2019 - Business Entity For Tax/Investment Purposes Only - SRP Holdings Group LLC - Shorewood, IL 5) 4/1/2019 - Business Entity For Tax/Investment Purposes Only - SRP Advisory Services LLC - Shorewood, IL 6) 4/1/2019 - DBA for LPL Business (entity for LPL business) - Strategic Retirement Partners - Investment Related - At Reported Business Location(s) - Start Date 10/2015 7) 4/1/2019 - Business Entity For Tax/Investment Purposes Only - Given To Fly, LLC - Shorewood, IL. 8) 4/4/2019 - Global Retirement Partners - DBA: Strategic Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 10/2015 - 140 Hours Per Month/140 Hours During Securities Trading - I provide investment advisory services through Strategic Retirement Partners, an independent investment advisor firm. I started this business activity in October 2015. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9) 4/5/2019 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 04/01/2019 10) 4/5/2019 - GLOBAL RETIREMENT PARTNERS LLC - DBA: SRP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 10/2015 11) 03/12/2026 - Wellth Advisory Services - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 160 hours per month/ 100 hours during trading - I provide investment advisory services through WELLth Advisory Services, LLC, an independent investment advisor firm. I started this business activity in 7/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 12) 07/13/2026 - 401(k) Correction, LLC - Third Party Administrator (TPA) - Investment Related - Ladysmith, WI - Start Date 07/14/2026 - 10 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-22 |
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