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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2006-08-12
TX RA APPROVED 2006-08-12
  • NE RA
    APPROVED
    Since 2006-08-12
  • TX RA
    APPROVED
    Since 2006-08-12

Branch Locations

8415 Maddox Drive Suite 101, Lincoln, NE 68520 • United States

Papillion, NE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Omaha NE 11/2013 Present
Previous Registrations
Other Businesses

1)FORT WORTH FOUR / 833 HIDDEN HILLS DR BELLEUVE, NE 68005 / PARTNERSHIP / REAL ESTATE / PROPERTY MNGT / IS THIS AN INDUSTRY SECTOR ORGANIZATION? NO / PARTNER / BOOKKEEPING OF REAL ESTATE / START DATE 01/01/2010. 2)KOHLLS PHARMACY / 620 NORTH 114TH ST OMAHA NE 68154 / COMPANY / HEALTH CARE & PHARMACEUTICALS / PHARMACY / SPOKESPERSON FOR TV COMMERCIAL / ONE TIME INTERVIEW / START DATE 12/20/2011-01/31/2012. 3) REAITY CHECK / BOX 31296 SEATTLE,WA 98103 / NO/ PRIVATELY HELD / USD / NO / NO / / START DATE 1/31/15 / MYSTERY SHOPPER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-16
S63 Uniform Securities Agent State Law Examination 1999-11-19
  • S66 Uniform Combined State Law Examination
    2005-05-16
  • S63 Uniform Securities Agent State Law Examination
    1999-11-19
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lincoln, NE

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