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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-02-11
FL RA APPROVED 2026-02-05
TX RA APPROVED_RES 2026-02-03
  • MA RA
    APPROVED
    Since 2026-02-11
  • FL RA
    APPROVED
    Since 2026-02-05
  • TX RA
    APPROVED_RES
    Since 2026-02-03

Branch Locations

Boynton Beach, FL • United States

400 Unicorn Park Dr, Woburn, MA 01801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 07/2016 02/2026
Raymond James Financial Services Advisors, Inc. Woburn MA 02/2026 Present
Raymond James Financial Services, Inc. Woburn MA 02/2026 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 27 Loch Eden Shores Road, Meredith, NH, 03246, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 02/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Address: 400 Unicorn Park Dr Fl 1, Woburn, MA, 01801-3365, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/13/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Sell fixed insurance (3)Name of Business: Third Phase Planning Address: 400 Unicorn Park Dr Fl 1, Woburn, MA, 01801-3365, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/21/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Role in relation to this activity: Founder\n\nScorp for advisory fee's paid to corporation (4)Name of Business: Third Phase Plannning Address: 400 Unicorn Park Dr Fl 1, Woburn, MA, 01801-3365, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 02/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Corporation for receiving fee based revenue (5)Name of Business: Touchpoint Financial Advisory Group Address: 400 Unicorn Park Dr Fl 1, Woburn, MA, 01801-3365, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee, Other Investment Related: No Start Date: 08/01/2016 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Role in relation to activity: Advisor, Owner/Proprietor, Partner\n\nTouchpoint is our DBA for our advisory business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-03
  • S66 Uniform Combined State Law Examination
    2002-05-03

View on SEC IAPD

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