Susan J Pye

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2016-02-12

ME RA
APPROVED

Since 2016-02-12

Branch Locations

1 Portland Square Ste 6A, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Portland	ME	02/2016	11/2016
Wells Fargo Clearing Services, Llc	Portland	ME	11/2016	Present

02/2016 → 11/2016

Wells Fargo Advisors Llc

Portland, ME
11/2016 → Present

Wells Fargo Clearing Services, Llc

Portland, ME

Previous Registrations

2004-06-23 → 2016-02-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Manchester, NH

Portland, ME

Portland, ME

Other Businesses

RENTAL PROPERTY, INV RELATED, POWNAL, ME, 100% OWNERSHIP, START 7/1/2015, ZERO HOURS PER MONTH, ZERO DURING TRADING, ROOM RENTAL. POWER OF ATTORNEY FOR MOTHER; INV RELATED; PHIPPSBURG, ME; POA; START DATE: 08/25/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-05-21

S66 Uniform Combined State Law Examination

2004-05-21

Designations

View on SEC IAPD