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1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-08 |
| MD | RA | APPROVED | 2011-05-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Founders Financial Securities Llc | Towson | MD | 04/2011 | Present |
1. RON HAMMONS- INVESTMENT RELATED; 138 WOODROW LANE PORT DEPOSIT, MD 21904; NON-VARIABLE FIXED INSURANCEL START DATE 11/28/07; 5 HRS A MONTH; 5 HRS DURING TRADING 2. RON HAMMONS- NON-INVESTMENT RELATED; 138 WOODROW LANE PORT DEPOSIT, MD 21904; BUSINESS ADVISOR; 20 HRS A MONTH; 0 HRS DURING TRADING; CASHFLOW CONSULTING, ADVISING BUSINESS OWNERS IN OWNERSHIP GUIDEANCE, EFFICIENCY IMPROVEMENT, PROCEDURAL IMPROVEMENT; DAY TO DAY OPERATIONS, ADVISEMENT & CONTINUATION/EXIT PLANNING. 3. DOERFLER INSURANCE SERVICES; INVESTMENT RELATED; 206 PURLINGTON RD; LUTHERVILLE MD 21093; GROUP LIFE INSURANCE; SALES AND SERVICE, 0 HOURS A MONTH, REFER GROUP INSURANCE RELATED QUESTIONS & BUSINESS NEEDS TO JOE DOERFLER. 4. RKH ENTERPRISES, LLC.; NON-INVESTMENT RELATED; 138 WOODROW LANE PORT DEPOSIT, MD 21904; START DATE: 12/31/2022; TRANSPORTATION RENTAL BUSINESS; MINORITY PARTNER; 0 HRS A MONTH; 0 HRS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-09 |
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