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403 Madison St Se 2Nd Fl, Huntsville, AL 35801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-11-21 |
Branch Locations
403 Madison St Se 2Nd Fl, Huntsville, AL 35801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterne Agee Financial Services | Birmingham | AL | 09/2016 | 02/2021 |
| Sterne Agee Investment Advisor Services | Birmingham | AL | 09/2016 | 02/2021 |
| Concourse Financial Group Securities Inc | Birmingham | AL | 03/2021 | 02/2025 |
| Unknown | Birmingham | AL | 02/2025 | 09/2025 |
| Stonex Securities Inc | Huntsville | AL | 09/2025 | Present |
| Stonex Advisors Inc | Huntsville | AL | 09/2025 | 11/2025 |
1) Axient Investment Advisors - 403 Madison St SE 2nd Fl Huntsville, AL 35801 Nature of Business: Investment Advisor Investment Related: Yes Business Position: CCO, IAR Business Duties: Provide Compliance oversight and provide advisory services to clients Business Start Date: 10/01/2025 Approximately 160 spent on this OBA monthly, with all 160 spent during market hours 2) Eagle Creek Wealth Management - 403 Madison St SE 2nd Fl Huntsville, AL 35801 Nature of Business: DBA for Securities business Investment Related: Yes Business Position: Financial Professional Business Duties: This is a DBA name only for my securities business Business Start Date: 09/01/2025 Approximately 160 spent on this OBA monthly, with all 160 spent during market hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-14 |
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