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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2019-10-04
  • MT RA
    APPROVED
    Since 2019-10-04

Branch Locations

Hathaway, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation, Inc. Bozeman MT 08/2003 10/2019
Cambridge Investment Research Advisors, Inc Fairfield IA 10/2019 Present
Cambridge Investment Research, Inc. Fairfield IA 10/2019 Present
Previous Registrations
  • 2009-06-11 → 2019-10-11
    Fsc Securities Corporation
    Hathaway, MT
    Hathaway, MT
    Hathaway, MT
Other Businesses

1. INDEPENDENT INSURANCE AGENT, HATHAWAY, MT, 10/2001 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/MO - 2/TRADING. 2. Agriculture Business/Family Ranch, Bennett Livestock, LLC, 78 Bennett Lane, Hathway, MT 59333,Managing member/Owner, 12/1/93, 25/month - 0/trading. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4. BENNETTLIVESTOCKCO.COM, 78 Bennett Lane, Hathaway MT 59333, 03/2025, Owner, Agriculture, NIR, 2 HR/MO, 0 HR/MO TRADING. 5. NETTWORTH FINANCIAL GROUP, 78 Bennett Lane, Hathaway MT 59333, 10/2019, OWNER, MARKETING, INV REL, 10 HR/MO - 5 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-04
S63 Uniform Securities Agent State Law Examination 2002-01-24
  • S65 Uniform Investment Adviser Law Examination
    2009-06-04
  • S63 Uniform Securities Agent State Law Examination
    2002-01-24

View on SEC IAPD

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