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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-10-08
  • WI RA
    APPROVED
    Since 2021-10-08

Branch Locations

1055 Witzel Avenue, Oshkosh, WI 54902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services, Inc. Oshkosh WI 09/2014 09/2021
Independent Financial Group Oshkosh WI 09/2021 Present
Lourdes Academy Oshkosh WI 08/1997 Present
  • 09/2014 → 09/2021
    Woodbury Financial Services, Inc.
    Oshkosh, WI
  • 09/2021 → Present
    Independent Financial Group
    Oshkosh, WI
  • 08/1997 → Present
    Lourdes Academy
    Oshkosh, WI
Previous Registrations
  • 2014-09-15 → 2021-10-05
    Woodbury Financial Services, Inc.
    Oshkosh, WI
    Oshkosh, WI
    Naples, FL
  • 2010-04-05 → 2014-09-25
    Oshkosh, WI
    Brillion, WI
    Lake Bluff, IL
  • 2012-07-18 → 2012-09-20
    Oshkosh, WI
    Davenport, IA
  • 2009-11-04 → 2010-03-30
    M&I Financial Advisors, Inc
    Oshkosh, WI
    Fond Du Lac, WI
  • 2009-08-07 → 2009-10-30
    Fond Du Lac, WI
  • 2005-11-29 → 2009-08-06
    M&I Financial Advisors, Inc
    Oshkosh, WI
    Ripon, WI
Other Businesses

(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2002 ADDRESS: 805 N. Main St., Oshkosh WI 54901, United States DESCRIPTION: Insurance sales/service (2) BEHNKE FINANCIAL, LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2021 ADDRESS: 805 N. Main St., Oshkosh WI 54901, United States DESCRIPTION: 100% owner of DBA used for marketing purpose (3) SBG REAL ESTATE, LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2018 ADDRESS: 805 N. Main St., Oshkosh WI 54901, United States DESCRIPTION: Holding co. for building (4) WINNEGAMIE HOME BUILDERS POSITION: board member NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2017 ADDRESS: 4041 State Rd 91, Suite A, Oshkosh WI 54904, United States DESCRIPTION: non-profit board overseeing organization (5) LOURDES ACADEMY POSITION: Employee NATURE: Teaching/Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1997 ADDRESS: 110 Sawyer St, Oshkosh WI 54902, United States DESCRIPTION: High School Football Coach (6) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2002 ADDRESS: 1055 Witzel Avenue, Oshkosh WI 54902, United States DESCRIPTION: Insurance sales/service (7) OSHKOSH CHAMBER OF COMMERCE POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2024 ADDRESS: 120 Jackson St, Oshkosh WI 54901, United States DESCRIPTION: Meet every other month for board meetings. Standard board member responsibilities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-22
  • S66 Uniform Combined State Law Examination
    2002-03-22
Other Names
  • Nick Behnke

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