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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-10-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services, Inc. | Oshkosh | WI | 09/2014 | 09/2021 |
| Independent Financial Group | Oshkosh | WI | 09/2021 | Present |
| Lourdes Academy | Oshkosh | WI | 08/1997 | Present |
(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2002 ADDRESS: 805 N. Main St., Oshkosh WI 54901, United States DESCRIPTION: Insurance sales/service (2) BEHNKE FINANCIAL, LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2021 ADDRESS: 805 N. Main St., Oshkosh WI 54901, United States DESCRIPTION: 100% owner of DBA used for marketing purpose (3) SBG REAL ESTATE, LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2018 ADDRESS: 805 N. Main St., Oshkosh WI 54901, United States DESCRIPTION: Holding co. for building (4) WINNEGAMIE HOME BUILDERS POSITION: board member NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2017 ADDRESS: 4041 State Rd 91, Suite A, Oshkosh WI 54904, United States DESCRIPTION: non-profit board overseeing organization (5) LOURDES ACADEMY POSITION: Employee NATURE: Teaching/Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1997 ADDRESS: 110 Sawyer St, Oshkosh WI 54902, United States DESCRIPTION: High School Football Coach (6) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2002 ADDRESS: 1055 Witzel Avenue, Oshkosh WI 54902, United States DESCRIPTION: Insurance sales/service (7) OSHKOSH CHAMBER OF COMMERCE POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2024 ADDRESS: 120 Jackson St, Oshkosh WI 54901, United States DESCRIPTION: Meet every other month for board meetings. Standard board member responsibilities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-22 |
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