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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-05
TX RA APPROVED 2011-09-29
IL RA APPROVED 2011-07-15
  • FL RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2011-09-29
  • IL RA
    APPROVED
    Since 2011-07-15

Branch Locations

Estero, FL • United States

1745 S. Naperville Road Suite 101, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Wheaton IL 07/2011 Present
Raymond James Financial Services Advisors Inc. Wheaton IL 07/2011 Present
Foundation Wealth Strategies Llc Wheaton IL 07/2011 12/2016
Mass Mutual Financial Group Wheaton IL 07/2015 09/2019
  • 07/2011 → Present
    Raymond James Financial Services
    Wheaton, IL
  • 07/2011 → Present
    Wheaton, IL
  • 07/2011 → 12/2016
    Foundation Wealth Strategies Llc
    Wheaton, IL
  • 07/2015 → 09/2019
    Mass Mutual Financial Group
    Wheaton, IL
Previous Registrations
Other Businesses

(1) Name of Business: Foundation Wealth Strategies LLC Address: 1745 S Naperville Rd Ste 101, Wheaton, IL, 60189, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/14/2011 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: President (2) Name of Business: Minnesota Life Address: 1745 S Naperville Rd Ste 101, Wheaton, IL, 60189-5898, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/19/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Recommend, sell and service life insurance. (3) Name of Business: Newman Long Term Care Address: 1745 S Naperville Rd Ste 101, Wheaton, IL, 60189, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 07/12/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I want to sell Genworth long term care insurance through this company. RJIG does not allow me to quote or sell through Associates of Clifton Park anymore. Although this is not an approved vendor, their offering allows me to quote additional companies when discussing this with clients. I don't expect to use them very much, but having the ability to quote and see additional providers is golden. (4) Name of Business: Thrivent Financial Address: 0S645 Forest St, Winfield, IL, 60190, United States Activity Type: Other Position/Title: Agent Investment Related: No Start Date: 06/30/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have no responsibilities left at Thrivent. However, I still receive very small residual checks from my life/health sales when I was employed. I have not received one in several years but want to leave this open in case I should in the next few years.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-06
  • S66 Uniform Combined State Law Examination
    2001-12-06
Designations
Other Names
  • Tim Rueter

View on SEC IAPD

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