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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2011-09-29 |
| IL | RA | APPROVED | 2011-07-15 |
Branch Locations
1745 S. Naperville Road Suite 101, Wheaton, IL 60189 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Wheaton | IL | 07/2011 | Present |
| Raymond James Financial Services Advisors Inc. | Wheaton | IL | 07/2011 | Present |
| Foundation Wealth Strategies Llc | Wheaton | IL | 07/2011 | 12/2016 |
| Mass Mutual Financial Group | Wheaton | IL | 07/2015 | 09/2019 |
(1) Name of Business: Foundation Wealth Strategies LLC Address: 1745 S Naperville Rd Ste 101, Wheaton, IL, 60189, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/14/2011 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: President (2) Name of Business: Minnesota Life Address: 1745 S Naperville Rd Ste 101, Wheaton, IL, 60189-5898, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/19/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Recommend, sell and service life insurance. (3) Name of Business: Newman Long Term Care Address: 1745 S Naperville Rd Ste 101, Wheaton, IL, 60189, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 07/12/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I want to sell Genworth long term care insurance through this company. RJIG does not allow me to quote or sell through Associates of Clifton Park anymore. Although this is not an approved vendor, their offering allows me to quote additional companies when discussing this with clients. I don't expect to use them very much, but having the ability to quote and see additional providers is golden. (4) Name of Business: Thrivent Financial Address: 0S645 Forest St, Winfield, IL, 60190, United States Activity Type: Other Position/Title: Agent Investment Related: No Start Date: 06/30/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have no responsibilities left at Thrivent. However, I still receive very small residual checks from my life/health sales when I was employed. I have not received one in several years but want to leave this open in case I should in the next few years.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-06 |
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