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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-11-20
NE RA APPROVED 2012-11-20
  • TX RA
    APPROVED
    Since 2013-11-20
  • NE RA
    APPROVED
    Since 2012-11-20

Branch Locations

Mutual Of Omaha Plaza, Omaha, NE 68175 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tom Oldham Baseball, Inc. Omaha NE 05/2007 Present
Mutual Of Omaha Insurance Company Omaha NE 11/2012 Present
Mutual Of Omaha Investor Services Omaha NE 11/2012 Present
  • 05/2007 → Present
    Tom Oldham Baseball, Inc.
    Omaha, NE
  • 11/2012 → Present
    Mutual Of Omaha Insurance Company
    Omaha, NE
  • 11/2012 → Present
    Mutual Of Omaha Investor Services
    Omaha, NE
Previous Registrations
  • 2009-12-01 → 2010-06-28
    Securities America Advisors, Inc.
    Irvine, CA
  • 2009-04-06 → 2009-12-01
    Crown Wealth Management, Inc.
    Huntington Beach, CA
  • 2008-06-20 → 2008-12-22
    Securities America Advisors, Inc.
    La Vista, NE
Other Businesses

â?¢Tom Oldham Baseball, Not-Investment Related, Omaha, NE, Baseball coach and Instructor for youth, high school, college, and professional players, 09/2003, 1-20 hours/month. â?¢Assistant Baseball Coach, Westside High School, Not-Investment Related, Omaha, NE, Pitching Coach for the Westside Baseball Program, 11/2024, 1-20 hours/month. â?¢Board Member, Westside Summer Baseball Inc., Not-Investment Related, Omaha, NE, Board Member for the Westside Summer Legion Baseball Program, 11/2024, 1-5 hours/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-23
  • S66 Uniform Combined State Law Examination
    2008-05-23
Other Names
  • Tom Ryan Oldham

View on SEC IAPD

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