James Kevin Clark

Current Employers

Stone Fortress Wealth Strategies

Huntingdon Valley, PA • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2025-11-18

MN RA
APPROVED

Since 2025-11-18

Branch Locations

Plymouth, MN • United States

Huntingdon Valley, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nuveen Securities, Llc	Minneapolis	MN	01/2011	05/2023
Factright	Eden Prairie	MN	04/2024	08/2025
Unemployed	Plymouth	MN	06/2023	03/2024
Ddmt Financial Services, Llc	Plymouth	MN	10/2025	Present

01/2011 → 05/2023

Nuveen Securities, Llc

Minneapolis, MN
04/2024 → 08/2025

Factright

Eden Prairie, MN
06/2023 → 03/2024

Unemployed

Plymouth, MN
10/2025 → Present

Ddmt Financial Services, Llc

Plymouth, MN

Previous Registrations

2006-09-29 → 2009-04-03

Blackrock Investment Management, Llc

Plainsboro, NJ
2002-06-20 → 2006-09-29

Merrill Lynch Investment Managers Lp

Princeton, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-02-08

S66 Uniform Combined State Law Examination

2002-02-08

Designations

View on SEC IAPD