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Stacy Suzanne Matthews

Mml Investors Services, LLC

New York, NY

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2009-10-20
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2009-10-20

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance New York NY 01/2008 Present
Mml Investors Services Inc New York NY 01/2008 Present
  • 01/2008 → Present
    Mass Mutual Life Insurance
    New York, NY
  • 01/2008 → Present
    Mml Investors Services Inc
    New York, NY
Other Businesses

1) NAME: STACY MATTHEWS INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: LIFE AND HEALTH POSITION: SALES AND AGENT START DATE: 09/2010 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 1.5 DESCRIBE DUTIES: SALES AND AGENT OF LIFE, DI, LTC AND HEALTH 2) NAME: STACY MATTHEWS, LLC INV REL: Y ADD: 2300 BRENNAN DRIVE, PLANO TX 75075 NATURE: PASSIVE RENTAL INCOME POSITION: OWNER START DATE: 01/01/2024 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: COLLECT RENT

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-11-12
  • S63 Uniform Securities Agent State Law Examination
    2001-11-12

View on SEC IAPD

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