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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-07-12
AK RA APPROVED 2019-06-21
MT RA APPROVED 2019-06-18
ID RA APPROVED 2019-06-17
UT RA APPROVED 2019-06-17
TX RA APPROVED_RES 2013-01-25
CA RA APPROVED 2013-01-22
  • WA RA
    APPROVED
    Since 2019-07-12
  • AK RA
    APPROVED
    Since 2019-06-21
  • MT RA
    APPROVED
    Since 2019-06-18
  • ID RA
    APPROVED
    Since 2019-06-17
  • UT RA
    APPROVED
    Since 2019-06-17
  • TX RA
    APPROVED_RES
    Since 2013-01-25
  • CA RA
    APPROVED
    Since 2013-01-22

Branch Locations

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

755 Sw Bonnett Way Pbig- Bend, Or Pwm, Bend, OR 97702 • United States

Bend, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bend OR 01/2013 Present
Bank Of America, N.A. Bend OR 04/2013 Present
Previous Registrations
  • 2011-11-29 → 2013-01-23
    Portland, OR
    Bend, OR
  • 2009-07-07 → 2011-11-21
    Bend, OR
  • 2003-09-12 → 2007-06-05
    Wells Fargo Investments, Llc
    Bend, OR
    Bend, OR
  • 2003-04-16 → 2003-04-17
    Wells Fargo Investments, Llc
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-29
  • S66 Uniform Combined State Law Examination
    2002-08-29
Other Names
  • Tami Lovell
  • Tami Sue Sample
  • Tami Waller
  • Tami Sue Waller
  • Tami Sue Sample

View on SEC IAPD

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