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Christopher Lee Price

Investment Advisor Group

Hancock, NY

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Current Employers
Investment Advisor Group

Hancock, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APP_PEND_IARCE 2026-01-01
CT RA APPROVED 2023-11-29
PA RA APPROVED 2021-03-16
NY RA APPROVED 2021-02-18
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01
  • CT RA
    APPROVED
    Since 2023-11-29
  • PA RA
    APPROVED
    Since 2021-03-16
  • NY RA
    APPROVED
    Since 2021-02-18

Branch Locations

Hancock, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment Advisor Alliance Llc Allendale NJ 02/2010 01/2021
Investment Advisor Group Hancock NY 01/2021 Present
  • 02/2010 → 01/2021
    The Investment Advisor Alliance Llc
    Allendale, NJ
  • 01/2021 → Present
    Hancock, NY
Previous Registrations
  • 2010-02-01 → 2021-02-26
    Keeler & Co., Llc
    Montgomery, NY
    Atlanta, GA
Other Businesses

1. Christopher Lee Price is a LDC Representative at Delaware County NY Local Development Corp (LDC); Investment related: No; Location: 1 Courthouse Square, Suite 4 Delhi NY 13753;Start date: 2024-06-28; Description: Mr. Price has been appointed to serve on the Delaware County NY, Local Development Corp (LDC) as a representative of the Town of Hancock, NY. This is a non-compensated position. The LDC is tasked with reviewing requests from local businesses seeking USDA economic develop loans and financing solutions; Responsibilities Duties: Reviewing business requests for financing from multiple local, state, and federal government grants and loans for viability of repayment. Promoting new business financing opportunities, supporting growing businesses and creating employment opportunities in the County of Delaware, NY; 0 Hours per month during trading hours; 3 Hours per month outside trading hours; 0% of total yearly compensation derived from the business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-27
S63 Uniform Securities Agent State Law Examination 2001-11-08
  • S65 Uniform Investment Adviser Law Examination
    2010-05-27
  • S63 Uniform Securities Agent State Law Examination
    2001-11-08
Designations

View on SEC IAPD

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