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Hancock, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
| CT | RA | APPROVED | 2023-11-29 |
| PA | RA | APPROVED | 2021-03-16 |
| NY | RA | APPROVED | 2021-02-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Investment Advisor Alliance Llc | Allendale | NJ | 02/2010 | 01/2021 |
| Investment Advisor Group | Hancock | NY | 01/2021 | Present |
1. Christopher Lee Price is a LDC Representative at Delaware County NY Local Development Corp (LDC); Investment related: No; Location: 1 Courthouse Square, Suite 4 Delhi NY 13753;Start date: 2024-06-28; Description: Mr. Price has been appointed to serve on the Delaware County NY, Local Development Corp (LDC) as a representative of the Town of Hancock, NY. This is a non-compensated position. The LDC is tasked with reviewing requests from local businesses seeking USDA economic develop loans and financing solutions; Responsibilities Duties: Reviewing business requests for financing from multiple local, state, and federal government grants and loans for viability of repayment. Promoting new business financing opportunities, supporting growing businesses and creating employment opportunities in the County of Delaware, NY; 0 Hours per month during trading hours; 3 Hours per month outside trading hours; 0% of total yearly compensation derived from the business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-08 |
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