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Brian W Buchanan

Hightower Advisors, LLC

Chicago, IL

Marlton, NJ

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-13
  • NJ RA
    APPROVED
    Since 2017-03-13

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

525 Greentree Centre, Suite 306, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 04/2011 03/2017
Bank Of America, N.A. Marlton NJ 10/2014 03/2017
Hightower Advisors, Llc Marlton NJ 03/2017 Present
Hightower Securities, Llc Marlton NJ 03/2017 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-07-14
S66 Uniform Combined State Law Examination 2001-12-13
  • S63 Uniform Securities Agent State Law Examination
    2011-07-14
  • S66 Uniform Combined State Law Examination
    2001-12-13

View on SEC IAPD

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