Joseph A Gross

Current Employers

International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-24

NY RA
APPROVED

Since 2021-10-24

Branch Locations

Troy, NY • United States

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Albany	NY	05/2003	10/2021
Bank Of America, N.A.	Albany	NY	06/2011	10/2021
International Assets Investment Management, Llc	Rensselar	NY	10/2021	Present

05/2003 → 10/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Albany, NY
06/2011 → 10/2021

Bank Of America, N.A.

Albany, NY
10/2021 → Present

International Assets Investment Management, Llc

Rensselar, NY

Previous Registrations

2004-04-26 → 2021-10-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Albany, NY

Albany, NY

Other Businesses

SEVENOAKS PRIVATE WEALTH, LLC P.O. BOX 301M WEST SAND LAKE, NY 12196 - PRIVATE LABEL ENTITY FOR FINANCIAL BUSINESS - PRESIDENT SINCE 1/2022 - APPROX 160 HRS/MO - COMMISSIONS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-10-15

S66 Uniform Combined State Law Examination

2003-10-15

Other Names

Joseph Anthony Gross

View on SEC IAPD