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Holly M Van Wagner

Ubs Financial Services Inc.

Jacksonville, FL

Saint Augustine, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-05-08
  • FL RA
    APPROVED
    Since 2020-05-08

Branch Locations

Independent Square One Independent Dr. Suite 1700, Jacksonville, FL 32202 • United States

Saint Augustine, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Jericho NY 07/2015 02/2017
Morgan Stanley Jericho NY 02/2017 06/2018
Unemployed St. Augustine FL 06/2018 08/2019
Ubs Financial Services Inc.( Jacksonville FL 09/2019 Present
  • 07/2015 → 02/2017
    Ubs Financial Services Inc
    Jericho, NY
  • 02/2017 → 06/2018
    Morgan Stanley
    Jericho, NY
  • 06/2018 → 08/2019
    Unemployed
    St. Augustine, FL
  • 09/2019 → Present
    Ubs Financial Services Inc.(
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-07
S63 Uniform Securities Agent State Law Examination 2002-01-25
  • S66 Uniform Combined State Law Examination
    2020-05-07
  • S63 Uniform Securities Agent State Law Examination
    2002-01-25
Other Names
  • Holly Marie Gorczyca
  • Holly Marie Van Wagner

View on SEC IAPD

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