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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-20 |
| CA | RA | APPROVED | 2024-08-06 |
Branch Locations
14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States
500 Newport Ctr Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | Phoenix | AZ | 09/2011 | 06/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 07/2024 | Present |
I*350851, Entity Type Entity For Profit, Name of OBA: CJH Investments LLC Address: PhoenixArizona85050 Investment Related: No Position, Title, Association: Owner, Other Employee Start Date: 03/01/2010 No Hours: 5 monthly No Hours during trading:0 Duties: LLC established to hold rental real estate.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-05 |
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