Francis Egan Dardis

Current Employers

Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2013-02-25

IA RA
APPROVED

Since 2013-02-25

Branch Locations

3390 Asbury Rd, Dubuque, IA 52002 • United States

Asbury, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Avantax Planning Partners, Inc	Dubuque	IA	02/2013	Present
Proequities, Inc	Dubuque	IA	04/2013	09/2020
Avantax Investment Services, Inc.	Dubuque	IA	09/2020	09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services.	Dubuque	IA	03/2021	09/2025
Cetera Wealth Services, Llc	Dubuque	IA	09/2025	Present

02/2013 → Present

Avantax Planning Partners, Inc

Dubuque, IA
04/2013 → 09/2020

Proequities, Inc

Dubuque, IA
09/2020 → 09/2025

Avantax Investment Services, Inc.

Dubuque, IA
03/2021 → 09/2025

Avantax Insurance Agency And/Or Avantax Insurance Services.

Dubuque, IA
09/2025 → Present

Cetera Wealth Services, Llc

Dubuque, IA

Previous Registrations

2009-08-14 → 2013-02-27

Td Ameritrade, Inc.

Omaha, NE

Omaha, NE
2009-08-14 → 2013-02-27

Td Ameritrade Investment Management, Llc

Omaha, NE
2006-10-23 → 2009-01-27

Global Portfolio Strategies, Inc.

Dubuque, IA

Hartford, CT
2003-10-24 → 2005-04-30

Prudential Retirement Brokerage Services, Inc.

Dubuque, IA

Other Businesses

1) HONKAMP KRUEGER FINANCIAL SERVICES POSITION: SENIOR FINANCIAL ADVISOR NATURE: FINANCIAL PLANNING/WEALTH MANAGEMENT INVESTMENT RELATED: YES NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 160 START DATE: 02/11/2013 ADDRESS: 3390 ASBURY ROAD, DUBUQUE IA 52002 DESCRIPTION: FINANCIAL PLANNING/WEALTH MANAGEMENT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-10-23
S63	Uniform Securities Agent State Law Examination	2002-02-08

S66 Uniform Combined State Law Examination

2003-10-23
S63 Uniform Securities Agent State Law Examination

2002-02-08

Other Names

Egan Francis Dardis

View on SEC IAPD