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Sunil Seth

Raymond James & Associates, Inc.

Aurora, IL

Memphis, TN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-08-14
TN RA APPROVED 2025-03-19
  • IL RA
    APPROVED
    Since 2025-08-14
  • TN RA
    APPROVED
    Since 2025-03-19

Branch Locations

Aurora, IL • United States

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 08/2012 Present
Project Management Institute Arlington TN 04/2023 Present
Previous Registrations
  • 2009-07-02 → 2012-09-26
    Morgan Keegan & Company, Llc
    Memphis, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-01
  • S66 Uniform Combined State Law Examination
    2009-07-01

View on SEC IAPD

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