Lowell Thomas Fletcher

Current Employers

American Capital Management, Inc.

4222 Grantline Road, New Albany, IN 47150 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2014-12-17

OH RA
APPROVED

Since 2014-12-17

Branch Locations

1900 Polaris Parkway, Columbus, OH 43240 • United States

4222 Grantline Road, New Albany, IN 47150 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
American Equity Investment Corp	New Albany	IN	02/2011	08/2023
American Capital Management Corporation	New Albany	IN	12/2014	Present
Regulus Financial Group, Llc	Kentwood	MI	09/2023	Present

02/2011 → 08/2023

American Equity Investment Corp

New Albany, IN
12/2014 → Present

American Capital Management Corporation

New Albany, IN
09/2023 → Present

Regulus Financial Group, Llc

Kentwood, MI

Previous Registrations

2010-09-13 → 2014-12-16

Eastwind Capital Wealth Management

Westerville, OH
2006-12-04 → 2010-09-08

Wells Fargo Clearing Services, Llc

Columbus, OH

Dublin, OH
2002-06-19 → 2006-12-14

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbus, OH

Columbus, OH

Other Businesses

I AM AN INVESTMENT ADVISOR REPRESENTATIVE WITH AMERICAN CAPITAL MANAGEMENT. THIS IS INVESTMENT RELATED. I SPEND 40 HOURS PER WEEK AT THIS BUSINESS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-01-31

S66 Uniform Combined State Law Examination

2002-01-31

View on SEC IAPD