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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2001-05-21 |
| TX | RA | APPROVED_RES | 2001-02-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bellevue | WA | 08/1999 | Present |
| Bank Of America, Na | Bellevue | WA | 12/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-01-26 |
| S66 | Uniform Combined State Law Examination | 1999-11-17 |
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