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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-09-10 |
Branch Locations
26791 S Tamiami Trail, Bonita Springs, FL 34134 • United States
9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 10/2012 | 06/2019 |
| Unemployed | Port Chester | NY | 07/2019 | 01/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Great Neck | NY | 01/2020 | 08/2021 |
| Bank Of America, N.A | Great Neck | NY | 01/2020 | 08/2021 |
| Wells Fargo Bank, Na | Naples | FL | 08/2021 | Present |
| Wells Fargo Clearing Services, Llc | Naples | FL | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-23 |
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