Scott Andrew Royley

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-09-04
RI	RA	APPROVED	2008-01-01

TX RA
APPROVED_RES

Since 2018-09-04
RI RA
APPROVED

Since 2008-01-01

Branch Locations

1 Citizens Plz Ste 520, Providence, RI 02903 • United States

Barrington, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Providence	RI	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Providence	RI	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Providence, RI
11/2016 → Present

Wells Fargo Clearing Services, Llc

Providence, RI

Previous Registrations

2007-03-19 → 2008-01-01

A. G. Edwards & Sons, Inc.

Providence, RI

St. Louis, MO

Providence, RI

Other Businesses

RENTAL PROPERTY, INV RELATED, CAMPTON, NH, 66.66% OWNERSHIP WITH SPOUSE, START 4/11/2017, 4 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. | UNCLE'S REVOCABLE TRUST; INV RELATED; PROVIDENCE, RI; TRUSTEE; 07/2025; 2 HOURS PER MONTH; 0 DURING TRADING; TRUSTEE FOR POST DEATH TRUST ACCOUNT RENTAL PROPERTY - NEWBURY; INV RELATED;NEWBURY,NH; SEASONAL & SHORT TERM RENTAL;41.67% OWNERSHIP; START DATE: 05/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-16
S63	Uniform Securities Agent State Law Examination	2001-12-28

S66 Uniform Combined State Law Examination

2007-03-16
S63 Uniform Securities Agent State Law Examination

2001-12-28

View on SEC IAPD