Best Investors
Account
Sign in
Best Investors
Account
Sign in
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-10-31 |
| TX | RA | APPROVED | 2023-10-24 |
Branch Locations
4800 Meadows Road Suite 300, Lake Oswego, OR 97035 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Lake Oswego | OR | 01/2006 | 10/2023 |
| Kestra Investment Services Llc | Lake Oswego | OR | 10/2023 | Present |
| Kestra Advisory Services Llc | Lake Oswego | OR | 10/2023 | Present |
Business Name: SHC FINANCIAL, LLC POSITION: Partner, Owner 50% NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/11/2007 ADDRESS: 4800 Meadows Rd., Suite 300, Lake Oswego OR 97035 DESCRIPTION: SHC Financial ("SHC") derives its revenues solely from Kestra Registered Rep/Advisers contributions which are used tocover operating expenses such as rent, employee compensation, payroll taxes, investment research, computer services& equipment, employee training, telecommunication services & equipment, owner life insurance, software subscriptions,banking fees, internet & cable subscriptions, property insurance, marketing expenses, shipping & postage, officesupplies, and general business expenses. I oversee the payment of these expenses, file the required tax & payrollreports, maintain financial budgets, and keep the financial books of the organization. Business Name: PRESTON C. HART POSITION: Producing Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2006 ADDRESS: 1921 Indian Trail, LAKE OSWEGO OR 97034 DESCRIPTION: My duties are as an agent for the various insurance companies that I am contracted with to offer their products to myfinancial planning clients. Business Name: KESTRA ADVISORY SERVICES POSITION: Registered Rep NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/17/2023 ADDRESS: 5707 SW Parkway, Bldg. 2, Ste. 400, Austin TX 78735 DESCRIPTION: Investment Management as fiduciary of client accounts Financial Planning
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-17 |
Reach out to this advisor